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(3S,4R)-4-Acetoxy-3-[(R)-1-(tert- butyldimethylsilyloxy)ethyl]azetidin-2- one Pharma Grade API for Tablet / Capsule / Granule / Injection, Oral & Injectable

    • Product Name: (3S,4R)-4-Acetoxy-3-[(R)-1-(tert- butyldimethylsilyloxy)ethyl]azetidin-2- one Pharma Grade API for Tablet / Capsule / Granule / Injection, Oral & Injectable
    • Factroy Site: Yudu County, Ganzhou, Jiangxi, China
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    • Manufacturer: Ascent Petrochem Holdings Co., Limited
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    Specifications
    HS Code 151631
    Product Name (3S,4R)-4-Acetoxy-3-[(R)-1-(tert-butyldimethylsilyloxy)ethyl]azetidin-2-one Pharma Grade API
    Chemical Name (3S,4R)-4-Acetoxy-3-[(R)-1-(tert-butyldimethylsilyloxy)ethyl]azetidin-2-one
    Cas Registry Number 76855-69-1
    Molecular Formula C13H25NO4Si
    Molecular Weight 287.43 g/mol
    Appearance White to off-white crystalline powder
    Assay Hplc ≥99.0% on anhydrous basis
    Enantiomeric Purity Single (3S,4R,R) stereoisomer; chiral purity ≥99.5%
    Total Impurities ≤1.0% by HPLC
    Loss On Drying ≤0.5% w/w
    Water Content Kf ≤1.0% w/w
    Residual Solvents Complies with ICH Q3C limits for Class 1 and Class 2 solvents
    Heavy Metals ≤10 ppm
    Sulphated Ash ≤0.1% w/w
    Microbial Limits Total aerobic microbial count ≤1000 cfu/g; total yeast and mold ≤100 cfu/g; complies with absence of specified pathogens
    Solubility Freely soluble in ethyl acetate, acetone, dichloromethane and methanol; practically insoluble in water
    Storage Conditions Store in a tightly closed container, protected from light and moisture, at 2-8°C
    Shelf Life 24 months when stored as recommended
    Dosage Form Suitability Suitable for tablet, capsule, granule and injectable formulations for oral and parenteral administration

    As an accredited (3S,4R)-4-Acetoxy-3-[(R)-1-(tert- butyldimethylsilyloxy)ethyl]azetidin-2- one Pharma Grade API for Tablet / Capsule / Granule / Injection, Oral & Injectable factory, we enforce strict quality protocols—every batch undergoes rigorous testing to ensure consistent efficacy and safety standards.

    Packing & Storage
    Packing 25 kg net in double LDPE bags inside sealed HDPE drums with desiccant, nitrogen-purged, for oral/injectable pharma grade API.
    Container Loading (20′ FCL) Container Loading (20′ FCL): One 20-foot container holds Pharma Grade API in sealed drums/pallets, secured for oral and injectable dosage forms.
    Shipping Shipments of (3S,4R)-4-Acetoxy-3-[(R)-1-(tert-butyldimethylsilyloxy)ethyl]azetidin-2-one Pharma Grade API require temperature-controlled, moisture-protected packaging under inert atmosphere. Includes tamper-evident seals, certified documentation, and compliance with IATA/IMDG regulations. Suitable for oral/injectable formulations, with stability monitoring and chain-of-custody tracking throughout transit.
    Storage Store in a tightly sealed, original container under dry nitrogen, protected from light, moisture, and direct sunlight. Keep in a cool, dry, ventilated area below room temperature, away from heat, acids, and oxidizing agents. Avoid opening until use; reseal immediately under nitrogen to prevent hydrolysis. Appropriately labelled and secured. For parenteral and oral dosage forms, maintain strict hygiene and regulatory storage conditions.
    Shelf Life Shelf Life: 24 months from manufacture date when stored in airtight, light-protected containers at controlled room temperature, away from moisture.
    Application of (3S,4R)-4-Acetoxy-3-[(R)-1-(tert- butyldimethylsilyloxy)ethyl]azetidin-2- one Pharma Grade API for Tablet / Capsule / Granule / Injection, Oral & Injectable

    Manufacture of a sterile injectable from the protected azetidinone begins with the conversion of the tert-butyldimethylsilyl ether to the free hydroxyl before terminal sterile filtration, because the silyl residue is hydrophobic and not qualified for parenteral administration. Deprotection is conducted in anhydrous tetrahydrofuran at 5–10 °C using a fluoride source at 1.2–1.5 mol/mol; the reaction is quenched with 0.1 M phosphate buffer at pH 6.0 to terminate cleavage without opening the β-lactam ring. Residual fluoride is reduced to ≤ 10 ppm by diafiltration across a 10 kDa polyethersulfone membrane. The resulting active β-lactam solution is passed through a 0.22 μm PVDF capsule filter into 10 mL Type I borosilicate vials. Lyophilization is performed with a shelf ramp from −45 °C to −20 °C at 80–120 μbar, followed by secondary drying at 25 °C until Karl Fischer moisture by USP <921> is ≤ 1.0% w/w. Final container closure is sealed under nitrogen. Subvisible particulates are tested according to USP <788> Method 1, with limits of ≤ 6000 particles per container at ≥ 10 μm and ≤ 600 at ≥ 25 μm. Bacterial endotoxins are controlled to ≤ 0.25 EU/mg; sterility is verified by USP <71>. Unconverted silyl ether is monitored by LC-MS/MS with a reporting threshold of 0.10% area. The reconstituted product is prepared in 0.9% w/v sodium chloride injection at 5–10 mg/mL; the solution is used within 4 h at room temperature because the unprotected β-lactam undergoes pH-dependent degradation. This parenteral route is selected when the final active is not orally bioavailable.

    Does Roller Compaction Preserve the Acetoxy Ester in High-Dose Oral Tablets?

    When the bulk density of the protected azetidinone falls below 0.35 g/cm³ and the Hausner ratio exceeds 1.45 by USP <616>, direct compression is not used for tablets with a target weight of 400 mg or less because segregation produces weight variation outside USP <905>. The material is pre-blended with microcrystalline cellulose PH-102 and croscarmellose sodium in a bin blender at 12 rpm for 20 min; magnesium stearate is applied by external lubrication at 0.25% w/w during the final 3 min. Roller compaction is conducted on an Alexanderwerk WP 120 with roll gap 2.0–3.0 mm, roll force 50–70 kN, and roll speed 5–8 rpm. Ribbon density is maintained at 0.85–1.05 g/cm³; ribbons are milled through a 1.0 mm screen. The granules are compressed with precompression force 8 kN and main compression force 18–25 kN. Tablet breaking force is 70–110 N by USP <1217>, friability is ≤ 0.8% w/w by USP <1216>, and disintegration is ≤ 15 min in 0.1 M hydrochloric acid at 37 °C by USP <701>. The C4 acetoxy ester is the main stability risk during compaction; localized frictional heating above 40 °C can initiate hydrolysis if residual moisture exceeds 2.0% w/w. Therefore the suite is held at ≤ 30% relative humidity, and product temperature at the nip is monitored with an infrared sensor. Sodium bicarbonate, sodium carbonate, and amine-based buffers are excluded from the blend because alkaline conditions accelerate ester hydrolysis. Published data for degradation rate constants at roll forces above 70 kN are limited, so 70 kN is set as a design-space boundary.

    Low-Dose Capsule Filling without Alkaline Excipients Requires a Two-Stage Dilution Train

    For hard gelatin or HPMC capsules containing a low-dose β-lactam derived from the protected azetidinone, a direct lactose blend is rejected when potency RSD exceeds 6.0%. A two-stage geometric dilution is required: stage one passes the protected intermediate through a 250 μm sieve with lactose monohydrate at 1:10 w/w in a tumble blender at 10 rpm for 15 min; stage two adds the remaining lactose and pregelatinized starch and blends at 10 rpm for 20 min. The final blend must have a bulk density of 0.45–0.65 g/cm³ and a flow function coefficient ≥ 4.0 measured by ASTM D6773. Capsule filling is performed on an MG2 PLANETA dosator machine with a target fill weight of 350 mg and fill weight RSD ≤ 2.0%. Content uniformity is tested by USP <905> with an acceptance value ≤ 15.0. The silyl-protected intermediate is not filled directly because the TBS ether is cleaved under gastric pH; the final capsule contains the active β-lactam after deprotection. Croscarmellose sodium is limited to 2.0% w/w to minimize moisture uptake.

    When Fluid-Bed Ethanol Granulation Is Required for Pediatric Oral Granules

    Fluid-bed granulation with anhydrous ethanol is selected when the oral granules must be dispersible and the acetoxy ester cannot tolerate an aqueous granulation step. A binder solution of polyvinylpyrrolidone K30 at 5% w/w in anhydrous ethanol is sprayed at 8–12 g/min per kg of dry substrate. Inlet air temperature is 45–55 °C, product temperature is 25–32 °C, and inlet air dew point is −10 °C or lower. The unit is purged with nitrogen to keep oxygen below 8% v/v and ethanol vapor below 25% LEL. Granulation endpoint is defined by loss on drying 1.5–2.0% w/w, granule d50 180–250 μm, fines below 75 μm at ≤ 15%, and oversize above 500 μm at ≤ 5%. The dried granules are coated with a methacrylic acid copolymer dispersion in acetone-isopropanol to a weight gain of 8–12% w/w. Coated granules are packed in aluminum foil sachets under nitrogen; residual ethanol and acetone are controlled to the ICH Q3C Class 3 limit of ≤ 5000 ppm each. Unconverted silyl ether is limited to ≤ 0.10% area by LC-MS/MS. The final pediatric oral granules are reconstituted to 25 mg/5 mL or 50 mg/5 mL with purified water; the aqueous suspension is stored at 2–8 °C and used within 7 days. The protected intermediate has limited ethanol solubility; undissolved particles can blind the fluid-bed filter bags, so the bags are washed with acetone after every batch. Published data for this specific ethanol granulation configuration is limited; NIR spectroscopy is used to confirm the drying endpoint instead of relying on outlet air temperature alone.

    No terminal sterilization by dry heat or gamma irradiation is applied to the protected azetidinone for injectable use, because the tert-butyldimethylsilyl ether is sensitive to radiation-induced free radicals and the acetoxy ester undergoes thermal elimination above 60 °C. Aseptic powder filling is performed in an isolator with EU GMP Grade A particle counts of ≤ 3520 particles per m³ at ≥ 0.5 μm. Sterile powder is filled into 20 mL vials at a target fill weight of 1.0 g with fill weight variation ± 5%. Container closure integrity is verified by vacuum decay according to USP <1207> with a leak size limit of 3 μm. Moisture is maintained below 1.0% w/w; endotoxin is controlled to ≤ 0.25 EU/mg; sterility is tested by USP <71>. The dry powder is reconstituted with 10 mL of water for injection and used immediately because the β-lactam ring hydrolyzes at 25 °C and the pH shifts from 6.0 to 5.5 within 2 h. This aseptic powder-fill route is used when lyophilization of the deprotected active introduces collapse or unacceptable residual moisture; the dry route avoids a prolonged aqueous holding period.

    Residual Solvent and Elemental Impurity Limits Across Solid Oral and Parenteral Routes

    Route-specific release criteria are compiled in the following matrix; the limits are applied at the release of the protected azetidinone intermediate and the finished dosage form.

    Route Critical Limit Test Standard
    Lyophilized injectable Moisture ≤ 1.0% w/w; subvisible particles ≤ 6000 at ≥ 10 μm, ≤ 600 at ≥ 25 μm; endotoxin ≤ 0.25 EU/mg; unconverted silyl ether ≤ 0.10% area USP <921>, USP <788>, USP <71>
    High-dose oral tablet Moisture ≤ 2.0% w/w; breaking force 70–110 N; friability ≤ 0.8%; disintegration ≤ 15 min USP <1217>, USP <1216>, USP <701>
    Low-dose oral capsule Fill weight RSD ≤ 2.0%; content uniformity AV ≤ 15.0; croscarmellose sodium ≤ 2.0% w/w USP <905>
    Pediatric oral granules Loss on drying 1.5–2.0% w/w; granule d50 180–250 μm; residual ethanol ≤ 5000 ppm; residual acetone ≤ 5000 ppm ICH Q3C
    Aseptic powder for injection Moisture ≤ 1.0% w/w; fill weight variation ± 5%; leak size 3 μm; endotoxin ≤ 0.25 EU/mg USP <1207>, USP <71>
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    Certification & Compliance
    More Introduction

    The compound (3S,4R)-4-acetoxy-3-[(R)-1-(tert-butyldimethylsilyloxy)ethyl]azetidin-2-one is supplied as a Pharma Grade chiral β-lactam intermediate for downstream manufacturing of oral tablet, capsule, granule, and injectable carbapenem-based formulations. The C4 acetoxy group serves as a displaceable leaving group, while the C3 side-chain oxygen is masked as a tert-butyldimethylsilyl ether to suppress intramolecular acetyl transfer that occurs with the free hydroxy analogue. Production-scale batches are isolated from glass-lined reactors, centrifuged, and dried under vacuum at a jacket temperature not exceeding 45°C and a chamber pressure below 10 kPa absolute. Release is controlled under ICH Q7 and ICH Q11 requirements. The oral grade is supplied as a white to off-white crystalline powder, and the injectable grade is supplied after additional control for endotoxins and sub-visible particles. The Pharma Grade designation applies to GMP manufacturing and release testing rather than to use as a finished dose form without further formulation.

    Why Does the tert-Butyldimethylsilyl Ether Dictate Process pH and Solvent Selection?

    The TBS ether raises the partition coefficient sufficiently to allow efficient extraction into isopropyl acetate or ethyl acetate, while the C4 acetoxy group remains susceptible to hydrolysis at alkaline pH. In pilot-scale campaigns conducted in a 500 L glass-lined vessel with retreat-curve agitator, liquid-liquid extraction is carried out at pH 5.5–7.0 using a 0.2 M phosphate buffer. Above pH 8.0, cleavage of the C4 acetoxy group accelerates and generates the ring-opened 4-hydroxy acid, reducing coupling efficiency in subsequent carbapenem synthesis. Below pH 2.0, the silyl ether begins to deprotect at operationally measurable rates. The process therefore avoids prolonged contact with aqueous mineral acids, strong aqueous bases, and fluoride salts such as tetrabutylammonium fluoride.

    On a production line equipped with a 200 L Hastelloy filter-dryer, batch-to-batch variance in residual moisture was reduced by controlling the final wash with 5% sodium chloride solution at 20–25°C to minimize emulsification and to maintain residual water before drying below 0.8% w/w. The filter-dryer jacket is ramped to 45°C only after the initial deliquoring step; this sequence avoids hydrothermal stress on the β-lactam ring and limits hydrolysis at the C4 position. Vacuum drying is continued until the water content reaches ≤0.5% w/w by Karl Fischer titration using USP <921>. The product is then discharged under nitrogen into double low-density polyethylene liners inside fiber drums.

    For release, the material is characterized by HPLC assay, chiral HPLC, Karl Fischer titration, residual solvent headspace GC, elemental impurity analysis, particle size distribution, bioburden, and endotoxin testing. Representative route-specific criteria are shown in Table 1. The injectable grade is micronized with a spiral jet mill using filtered nitrogen at 0.6–0.8 MPa; compressed air is not used because hydrocarbon carryover can contaminate the product and alter the residual solvent profile. Particle size distribution is measured by laser diffraction per ISO 13320:2020.

    Representative Route-Specific Release Profile
    ParameterMethod / ReferenceAcceptance CriterionApplication Boundary
    AssayHPLC-UV, external certified reference standard≥98.0% on anhydrous, solvent-free basisUsed to calculate charge in downstream coupling
    Chiral purityHPLC on cellulose tris(3,5-dimethylphenylcarbamate) chiral stationary phase≥99.0% enantiomeric excessLimits undesired diastereomer carryover
    WaterKarl Fischer titration, USP <921>≤0.5% w/wReduces TBS ether hydrolysis and C4 acetoxy cleavage
    Residual solventsHeadspace GC per ICH Q3CClass 3 ≤0.5% w/w total; Class 1 not detectedInjection and oral safety
    Elemental impuritiesICP-MS per ICH Q3DComplies with Option 1 limitsParenteral risk control
    Particle sizeLaser diffraction, ISO 13320:2020Oral: D90 ≤100 µm; injectable: D90 ≤30 µmBlend uniformity and filterability
    Bacterial endotoxinsPh. Eur. 2.6.14≤0.25 EU/mg for injectable gradeSterile dosage form control
    BioburdenPh. Eur. 2.6.12≤100 CFU/g oral; ≤10 CFU/g injectableDownstream sterilization load

    Oral Granulation and Capsule/Tablet Process Behaviour

    For oral tablet and capsule development, the product is generally introduced by geometric dilution after screening through a 500 µm stainless-steel sieve. Direct compression of the neat powder is limited by its crystalline plate-like morphology; published data for direct compression of this specific compound is limited. In formulation workflows, the material is pre-blended with microcrystalline cellulose and croscarmellose sodium in a high-shear granulator at an impeller tip speed of 1.5–2.0 m/s, then wet-massed with purified water or an aqueous binder. Drying in a fluid-bed dryer with inlet air temperature not exceeding 60°C prevents thermal degradation of the β-lactam ring. Tablet content uniformity is evaluated according to USP <905> after compression on a rotary tablet press operating at 10 kN compression force. Capsule filling is performed on an automatic dosator machine with target fill weight verified gravimetrically at ±3% individual mass variation.

    Granule flow is controlled through loss-on-drying, sieve analysis, and bulk density measurement. Representative oral lots show a D10 of 8–12 µm, D50 of 45–65 µm, and D90 of 90–100 µm by laser diffraction. The span, defined as (D90−D10)/D50, is maintained below 1.8 to limit segregation in low-dose blends. If the product is used in a granulation containing lactose, the absence of acid-sensitive excipients is preferred; prolonged contact with strongly acidic binder systems is avoided because of the pH-dependent stability of the C4 acetoxy group.

    For injectable development, a separate product code is released with tighter particle size, bioburden, and endotoxin controls. The powder is transferred under Grade C conditions and, where required, processed to Grade A filling suites by closed transfer or isolator. Because aqueous solubility is low, solubilization strategies use dimethylacetamide, ethanol/water mixtures, or cyclodextrin complexation after compatibility testing; filter membrane compatibility is then confirmed with 0.22 µm PVDF or PES membrane discs under constant pressure at 20–25°C. The point-of-use endotoxin limit is derived from the intended maximum daily dose according to USP <85> and Ph. Eur. 2.6.14; for development supply, a conservative limit of ≤0.25 EU/mg is applied until the clinical dosing schedule is fixed.

    When Sterile Injectable Grade Is Compared with Oral Grade, What Specification Differences Exist?

    The TBS-protected material differs from the unprotected (3S,4R)-4-acetoxy-3-[(R)-1-hydroxyethyl]azetidin-2-one in polarity, stability, and processability. The free alcohol is more water-soluble, increases the risk of C4 acetoxy migration to the side-chain oxygen, and generally requires more restrictive storage if held as an isolated intermediate. The trimethylsilyl analogue is more labile under neutral aqueous work-up and offers lower molecular weight, but its hydrolytic half-life under incidental moisture is shorter. Against racemic or partially resolved material, the Pharma Grade release includes a chiral purity specification of ≥99.0% enantiomeric excess to limit the formation of undesired diastereomers in subsequent ring-closure steps.

    Comparison of TBS-Protected Intermediate with Related Azetidinone Forms
    CompoundProtecting Group at C3 HydroxyethylProcess BehaviourDifferentiating Use
    (3S,4R)-4-acetoxy-3-[(R)-1-(tert-butyldimethylsilyloxy)ethyl]azetidin-2-oneTBS etherModerate lipophilicity; stable at pH 5.5–7.0; sensitive to fluoride and strong acidCarbapenem intermediate with controlled C4 leaving group
    (3S,4R)-4-acetoxy-3-[(R)-1-hydroxyethyl]azetidin-2-oneFree hydroxylHigher water solubility; greater acetyl migration risk; shorter ambient storageLate-stage intermediate when deprotection is already required
    Trimethylsilyl analogueTMS etherLower hydrolytic stability under aqueous work-up; lower molecular weightSmall-scale synthesis requiring milder deprotection

    The choice between oral and injectable grade is not based solely on sterility. Injectable grade is micronized to D90 ≤30 µm, released with bioburden ≤10 CFU/g and endotoxin ≤0.25 EU/mg, and packaged in low-particulate containers with over-wrap; oral grade is released at D90 ≤100 µm, bioburden ≤100 CFU/g. Both grades are supplied in double low-density polyethylene liners inside fiber drums. Storage is specified at 2–8°C and protected from moisture with desiccant. Handling incompatibilities include strong acids, strong bases, fluoride reagents, and primary amines that can open the β-lactam ring. The residual solvent profile, chiral purity, and low water content are maintained through the same ICH Q3C, ICH Q3D, and USP <921> release controls, with the injectable grade receiving additional particulate and endotoxin verification.

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