| HS Code | 321911 |
| Productname | (-)-2-Azabicyclo[2.2.1]hept-5-en-3-one |
| Synonyms | (-)-Vince lactam; (1S,4R)-2-Azabicyclo[2.2.1]hept-5-en-3-one; (1S,4R)-(-)-Vince lactam |
| Casnumber | 79200-44-7 |
| Iupacname | (1S,4R)-2-azabicyclo[2.2.1]hept-5-en-3-one |
| Molecularformula | C6H7NO |
| Molecularweight | 109.13 g/mol |
| Chemicalclass | Chiral bicyclic lactam |
| Appearance | White to off-white crystalline powder |
| Assaypurity | ≥98.0% (HPLC) |
| Enantiomericexcess | ≥99.0% ee |
| Meltingpoint | 94-98 °C |
| Opticalrotation | [α]20/D ≈ -104° (c=1, chloroform) |
| Solubility | Soluble in chloroform, methanol, DMSO; sparingly soluble in water |
| Storageconditions | Store in a cool, dry place, protected from light and moisture |
| Pharmaceuticalgrade | Pharma Grade / GMP |
| Dosageforms | Tablet, Capsule, Granule, Injection |
| Routesofadministration | Oral, Injectable |
| Application | Pharmaceutical intermediate for carbocyclic nucleoside APIs |
| Packaging | 25 kg fiber drum with double polyethylene bags |
| Hs Code | 2933990090 |
As an accredited (-)-2-Azabicyclo[2.2.1]hept-5-en-3-one intermediates Pharma Grade API for Tablet / Capsule / Granule / Injection, Oral & Injectable factory, we enforce strict quality protocols—every batch undergoes rigorous testing to ensure consistent efficacy and safety standards.
| Packing | Packaged in 25 kg double polyethylene-lined fiber drums, sealed; suitable for Pharma Grade API intermediates, oral and injectable formulations. |
| Container Loading (20′ FCL) | Container Loading (20′ FCL): securely loaded (-)-2-Azabicyclo[2.2.1]hept-5-en-3-one intermediates, Pharma Grade API for tablets, capsules, granules, injections, oral/injectable use. |
| Shipping | (-)-2-Azabicyclo[2.2.1]hept-5-en-3-one Pharma Grade API intermediates ship in sealed, light-resistant, moisture-proof containers under controlled temperature, with desiccant if needed. Classified per IATA/ADR/IMDG, accompanied by COA, MSDS, and GDP-compliant documentation. For oral and injectable use, maintain tamper-evident packaging and chain of custody. Avoid heat, moisture, and contamination. |
| Storage | Store in a cool, dry, well-ventilated area away from heat, ignition sources, and incompatible materials. Keep containers tightly closed, protected from moisture, light, and oxygen, preferably under inert gas. Maintain controlled conditions (e.g., 2–8°C or per stability data), follow cGMP, and use immediately after opening. Do not store near food, feed, acids, or bases. |
| Shelf Life | Pharma-grade (-)-2-Azabicyclo[2.2.1]hept-5-en-3-one intermediate: typically 24–36 months in sealed, light-resistant containers under cool, dry conditions; confirm via stability studies. |
Direct compression of a low-dose chiral lactam-derived antiviral API with an active load of ≤5.0% w/w is not a simple blending exercise. The API in this route is derived from (-)-2-azabicyclo[2.2.1]hept-5-en-3-one, commonly referred to as Vince lactam, which supplies the (1R,4S) cyclopentene scaffold for carbocyclic nucleoside reverse-transcriptase inhibitors. The first manufacturing risk is loss of blend uniformity when the API occupies less than 5.0% of total granule mass. A staged blending sequence is therefore used: the API is passed through a 30-mesh screen with an equal portion of microcrystalline cellulose, blended for 10 min at 25 rpm, and then combined with the remaining microcrystalline cellulose, croscarmellose sodium 2.0–4.0% w/w, and pregelatinized starch 10–20% w/w in a bin blender. Final lubrication with magnesium stearate at 0.5–1.0% w/w is limited to 2–3 min at 12 rpm because overlubrication creates a hydrophobic film on particle surfaces and reduces dissolution in 0.1 N hydrochloric acid. Blend uniformity is monitored by near-infrared spectroscopy on the final blend; acceptance is a root mean square standard error of prediction ≤5.0% against the HPLC reference. Compression is performed on a rotary tablet press with a force range of 8–25 kN. Precompression force is set at 2–5 kN to remove air before main compaction. Tablet press dwell time is kept between 5 ms and 20 ms. Tablet hardness is maintained between 50 N and 90 N. Friability is kept below 1.0% w/w per USP <1216>. Ejection force above 1000 N triggers a check for punch lubrication and granule moisture. Content uniformity acceptance uses USP <905> with an acceptance value not exceeding 15.0. Dissolution testing uses USP Apparatus II at 50 rpm in 900 mL of 0.1 N hydrochloric acid with a Q value of 80% at 30 min. Any lot with a Carr Index above 30 is re-screened and conditioned at 25 °C and 35% RH for 24 h before re-testing. The terminal product is a film-coated immediate-release tablet containing 300 mg of the derived carbocyclic nucleoside antiviral drug substance. Process limitations include moisture uptake at relative humidity above 60%; direct compression is limited to a manufacturing room dew point below 8 °C.
Injectable grade release of the chiral lactam or its downstream amine salt introduces filter compatibility and endotoxin control as process-limiting variables. The active stream is dissolved or suspended in a sterile aqueous vehicle that may contain 0–10% v/v propylene glycol or polyethylene glycol 300, depending on the finished product specification. Prior to sterilization by filtration, the solution is drawn through a 0.45 μm clarifier followed by a 0.22 μm polyethersulfone or polyvinylidene fluoride membrane filter under a differential pressure not exceeding 1.0 bar. Higher pressure can cause particle breakthrough or filter rupture. Filter bubble point is measured before and after use; a pressure drop below 0.8 times the manufacturer's minimum bubble point indicates membrane damage. Filter membrane compatibility is confirmed by chemical extraction data and by measuring leachable release under worst-case processing time. Bulk solution hold time before filling is limited to 8 h at 2–8 °C unless microbial challenge data support a longer interval. For injectable grade material, bacterial endotoxin testing is required per USP <85>. The limit is not an arbitrary fixed number; it is calculated from the maximum endotoxin exposure of 5.0 EU/kg/h for intravenous administration and the highest labeled dose per kilogram of body weight. A representative limit for a 300 mg daily dose would be 1.0 EU/mg if the dose is 10 mg/kg, but the final specification must be derived from the label. Sterility of the finished injectable is confirmed according to USP <71> after aseptic filling in an ISO 14644-1 Class 5 zone. Aseptic process simulation fills at least 5000 units per shift with no growth. Particulate matter limits follow USP <788> for the container volume and USP <790> for visible inspection. The terminal form may be a sterile solution in a 5 mL vial or a lyophilized plug in a 10 mL vial. Process failure is most often observed as pre-filtration flux decay greater than 30% within the first 15 min, caused by residual amorphous API fines or solvent-borne oligomers.
| Quality attribute | Oral solid release | Injectable release | Reference standard |
|---|---|---|---|
| Chiral purity | ≥99.0% area | ≥99.5% area | Chiral HPLC, Ph. Eur. 2.2.29 |
| Water content | ≤1.0% w/w | ≤0.5% w/w | USP <921> |
| Residual solvents | ICH Q3C Option 2 | ICH Q3C Option 2 | USP <467> |
| Elemental impurities | ICH Q3D | ICH Q3D | USP <232>/<233> |
| Bacterial endotoxin | Not applicable | Calculated from 5.0 EU/kg/h | USP <85> |
| Sterility | Not applicable | No growth | USP <71> |
| Particulate matter | Not applicable | By container volume | USP <788>/<790> |
| Dose uniformity/dissolution | AV ≤15.0, Q 80% | Not applicable | USP <905>/<711> |
Roller compaction is selected when the crystalline chiral intermediate shows a conditioned bulk density below 0.35 g/cm³ or a compressibility index above 30 under USP <1174>. The dry granulation route avoids aqueous exposure and therefore reduces the risk of lactam ring hydrolysis observed in wet granulation trials. The powder blend is pre-mixed with microcrystalline cellulose 40–55% w/w, crospovidone 2.0–4.0% w/w, and pregelatinized starch 10–20% w/w. The mixture is compacted on a roller press with 12–20 kN/cm roll force and a roll gap of 1.0–2.0 mm. Ribbon density is measured by envelope density at 1.05–1.25 g/cm³. Ribbon temperature is controlled below 35 °C to avoid lactam softening. Milling through a 1.0 mm screen produces granules with a D50 of 150–400 μm and fines ≤30% w/w below 75 μm. Mill rotor speed is set at 50–100 rpm. If powder feed to the roller press fluctuates, gap control changes ribbon density and causes content uniformity drift in subsequent capsule fill. The granulated intermediate is filled into hard gelatin capsules or compressed into tablets after external lubrication with 0.25–0.50% w/w sodium stearyl fumarate. Content uniformity acceptance is USP <905> with an AV ≤15.0. Dissolution is measured in 900 mL of 0.1 N hydrochloric acid at 50 rpm; Q 80% at 20 min is used for immediate-release oral capsules. The terminal finished product is a capsule or tablet containing 100 mg to 300 mg of the lactam-derived API equivalent. Process limitations are observed when multiple compaction passes exceed 2 passes; granule hardness increases and compactibility falls due to work hardening, causing tablets to cap at compression forces above 15 kN.
Pediatric granules or sachets containing a chiral lactam-derived API require careful control of residual binder solvent and moisture. A fluid-bed granulator is charged with the API, microcrystalline cellulose, mannitol, and croscarmellose sodium. The binder solution is povidone 3.0% w/w in purified water or a water/ethanol 80:20 v/v mixture. Spray rate is set at 10–20 g/min per kg of dry powder. Atomization air pressure is held at 1.5–2.0 bar with a nozzle orifice of 0.8 mm. Inlet air temperature is held at 50–70 °C, product temperature at 30–40 °C, and exhaust dew point below 8 °C. Fluidization differential pressure across the bag filters is recorded continuously; a rise above 1000 Pa indicates filter blinding and requires a pause in spray. Drying continues until loss on drying is ≤2.0% w/w and ethanol, if used, is reduced to ≤5000 ppm because ethanol is a Class 3 solvent under ICH Q3C. The dried granule is milled through a 1.2 mm screen and filled into sachets at 100 mg active per sachet. Seal integrity is verified per ASTM F88/F88M. The terminal product is an oral granule for suspension or direct sprinkle administration. Dissolution of the granule is run in 500 mL of 0.1 N hydrochloric acid with USP Apparatus II at 50 rpm; Q 80% at 15 min is used for immediate release. The primary incompatibility is with high-sorbing starch excipients at relative humidity above 60%; granule sticking and sachet moisture ingress above 2.5% w/w cause poor flow and content uniformity drift. For taste masking, pH-dependent methacrylic acid copolymer coatings can be applied when the free base form is unpalatable; published organoleptic data for this specific chiral lactam is limited, so coating selection requires a sensory panel.
Representative solid oral process windows are compared below; qualification must be repeated for each API lot and final label.
| Operation | Direct compression | Roller compaction | Wet granulation | Reference |
|---|---|---|---|---|
| Feed bulk density | ≥0.45 g/cm³ | <0.35 g/cm³ | 0.40–0.55 g/cm³ | USP <616> |
| Flow index | Carr Index ≤25 | Carr Index 26–35 | Carr Index ≤20 after drying | USP <1174> |
| Moisture | ≤1.0% w/w | ≤1.5% w/w | ≤2.0% w/w | USP <731> |
| Lubricant level | 0.5–1.0% w/w magnesium stearate for 2–3 min | 0.25–0.50% w/w sodium stearyl fumarate | 0.5–1.0% w/w magnesium stearate | Process qualification |
| Dissolution acceptance | Q 80% at 30 min | Q 80% at 20 min | Q 80% at 15 min | USP <711> |
Chemical downstream conversion of the bicyclic lactam to a chiral cyclopentene γ-amino acid hydrochloride broadens the use of the material beyond carbocyclic nucleosides. Hydrolysis is conducted in aqueous hydrochloric acid at 80–100 °C until the residual starting material by non-chiral HPLC is ≤0.5 area%. The resulting chiral amino acid is isolated by crystallization from acetone/water. Chiral purity is then confirmed by derivatization with a chiral amine and separation on a chiral stationary phase; the opposite enantiomer is controlled at ≤0.10% w/w. The amino acid hydrochloride is conjugated to peptide backbones using a carbodiimide or uronium coupling reagent in dimethylformamide at 0–5 °C with a tertiary amine base at 3.0 equivalents. After coupling, residual dimethylformamide is reduced to ≤880 ppm in the isolated intermediate because dimethylformamide is an ICH Q3C Class 2 solvent. The reaction mixture is quenched, washed with dilute hydrochloric acid and sodium bicarbonate, and crystallized from ethyl acetate/heptane. The isolated hydrochloride is dried at 40 °C under vacuum for 12 h. This sequence produces chiral building blocks for peptidomimetic protease inhibitors and other modified peptide APIs. The terminal finished products include injectable small-molecule drugs and oral modified-peptide tablets where the cyclopentene scaffold provides conformational rigidity. Process limitations include the incompatibility of the free amino acid with strong oxidizing agents and the need to keep intermediate solutions at pH ≤6.0 during isolation to avoid racemization. Published data for this specific configuration under GMP production is limited; therefore, the coupling step is qualified by design-of-experiment trials and high-resolution mass spectrometry.
Lyophilized injectable dosage forms derived from chiral lactam intermediates require a freeze-drying cycle that avoids collapse while preserving chiral purity. Freeze-drying microscopy is used to determine the collapse temperature before selecting the primary drying setpoint. The pre-lyophilization solution is filled at 5–20 mL per vial and loaded onto a shelf pre-cooled to −45 °C. Freezing is conducted at 0.5–1.0 °C/min to −40 °C and held for 2 h. Annealing at −15 °C for 1–2 h is used when the formulation contains amorphous bulking agents such as mannitol or glycine; this step reduces vial breakage and improves cake morphology. Primary drying is maintained at a shelf temperature of −20 °C to −10 °C and a chamber pressure of 100–200 mTorr. Secondary drying at 25–35 °C continues until residual moisture by Karl Fischer is ≤1.0% w/w. Shelf mapping at installation is performed per ISO 13408-3. The cycle is considered acceptable only if no vial breakage occurs, cake appearance is uniform, and the reconstituted solution passes visual inspection. The chiral identity of the drug substance is confirmed by chiral HPLC after reconstitution. The finished injectable product is a white to off-white lyophilized plug with reconstitution time ≤60 s in 10 mL of water for injection. Process failure modes include cake cracking when the primary drying pressure rises above 200 mTorr, and vial stopper closure moisture ingress when the residual moisture exceeds 1.0% w/w after storing inverted vials for 24 h at 40 °C and 25% RH. The terminal product is intended for intravenous or intramuscular administration after reconstitution, with particulate matter and sterility acceptance per USP <788>, USP <790>, and USP <71>.
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Product model ABH-5-EN-3-ONE-PH identifies the levorotatory (-)-2-azabicyclo[2.2.1]hept-5-en-3-one intermediate released for pharmaceutical synthesis of active pharmaceutical ingredients intended for oral tablet, capsule, granule, and injectable presentations. The material carries CAS 79200-57-0, has the molecular formula C6H7NO, and has an anhydrous molecular weight of 109.13 g/mol. It is controlled as a chiral building block rather than as a final drug substance; the unsaturated bicyclic lactam directs downstream stereoselective transformations used in carbocyclic nucleoside and aminocyclopentane synthesis. The (-)-enantiomer is supplied with lot-specific chiral HPLC, optical rotation, residual solvent, and elemental impurity data. Direct patient administration is not intended, and the intermediate is not sterile or depyrogenated as supplied. The 5-ene double bond permits later hydroboration, epoxidation, or ozonolysis, while the lactam carbonyl can be hydrolyzed or reduced to form chiral amino alcohol intermediates. Because residual enantiomer and transition-metal residues can persist into the final API if not removed, the release panel is more stringent than that of research-grade material.
No individual monograph for this intermediate is published in Ph. Eur., USP, or JP. Release therefore relies on a manufacturer specification built from ICH Q7, ICH Q3C, ICH Q3D, and corresponding pharmacopoeial general chapters. The representative release limits are listed in Table 1.
| Parameter | Limit | Reference method |
|---|---|---|
| Appearance | White to off-white crystalline powder | Visual inspection; Ph. Eur. 2.2.1 |
| Identification | IR spectrum corresponds to reference standard | Ph. Eur. 2.2.24 |
| Chromatographic purity | ≥ 99.0% area | USP <621> HPLC |
| Individual specified impurity | ≤ 0.10% area | USP <621> HPLC |
| Total impurities | ≤ 1.0% area | USP <621> HPLC |
| Enantiomeric excess | ≥ 99.5% | Chiral HPLC; USP <621> |
| Water content | ≤ 0.5% w/w | USP <921> Karl Fischer |
| Residue on ignition | ≤ 0.1% w/w | USP <281> |
| Residual solvents | Class 3 solvents ≤ 0.5% w/w total | ICH Q3C; headspace GC |
| Elemental impurities | Pd ≤ 10 ppm, As ≤ 1.5 ppm, Pb ≤ 5 ppm, Cd ≤ 2 ppm, Hg ≤ 3 ppm | ICH Q3D; USP <232>/<233> |
Chiral HPLC method qualification uses a cellulose tris(3,5-dimethylphenylcarbamate) stationary phase with a polar organic mobile phase. Baseline resolution between the (+) and (-) enantiomers is maintained with a resolution factor not less than 2.0. The method is run at 25 °C ± 2 °C, and injection of a 0.1% spiked racemic solution verifies that the minor enantiomer peak is detectable. A sample containing 0.5% of the (+) enantiomer must produce a signal-to-noise ratio above 10:1. Each batch is tested against a qualified reference standard, and the reference spectrum is archived with the certificate of analysis. The residual solvent and elemental impurity panels are tightened when the lot is designated for injectable API synthesis.
On pilot-scale campaigns, the isolated product is conditioned through a conical mill fitted with a 0.5 mm rasp screen at 1500 rpm to break soft agglomerates after vacuum drying. Milling above 3000 rpm increases the sub-75 µm fraction and may generate dust that reduces yield during drum-off. The milled powder is sampled from 10 locations across a 200 L stainless steel drum to verify homogeneity of chiral purity and particle size. For injectable synthesis campaigns, the sampling plan includes bioburden and endotoxin ports at the top, middle, and bottom; bioburden below 100 CFU/g is required before closing the drum. Drying is performed at 40 °C ± 5 °C for 8–12 h to reach water below 0.5% w/w. Drying above 60 °C is avoided because the lactam ring can undergo thermal hydrolysis or decomposition, generating amino acid byproducts that increase total impurities.
Stability of the intermediate is monitored according to ICH Q1A. Sealed double polyethylene bags inside an HDPE drum maintain water content below 0.5% for 24 months at 25 °C/60% RH. Storage above 60% RH in unsealed containers can increase water content and hydrolyze the lactam ring; the resulting amino acid impurity raises total impurities and may affect downstream coupling. For sites with ambient RH above 80%, nitrogen flushing and desiccant are recommended before heat sealing. Temperature excursions above 40 °C are not recommended because the unsaturated ring can undergo oxidative degradation. If a shipment is exposed to 50 °C for more than 72 h, retesting of assay, chiral purity, and residual solvents is required before use.
Direct injection of this intermediate is not performed. The injectable relevance of the product is as a starting material for APIs subsequently formulated as sterile solutions, lyophilized powders, or suspensions. Qualification of such APIs requires the final drug substance to meet Ph. Eur. 2.6.14 for bacterial endotoxins and USP <788> for particulate matter. The intermediate can contribute subvisible particulates only if it is not fully dissolved during API synthesis; insoluble palladium or carbon fines are therefore controlled by specification and filtration. A typical incoming palladium limit of ≤ 10 ppm is applied. For injectable APIs with a high daily dose, the final API must meet the ICH Q3D parenteral permitted daily exposure, and the intermediate lot may require additional palladium removal or a tighter limit.
Residual solvent control is particularly important because the intermediate may be isolated from methanol or tetrahydrofuran. Under ICH Q3C, methanol is a Class 2 solvent with a concentration limit of 3000 ppm; tetrahydrofuran is Class 2 with a limit of 720 ppm. Injectable synthesis campaigns often use a tightened total solvent specification of ≤ 0.3% w/w to prevent solvent interference during final crystallization and lyophilization. Aqueous processing above pH 8 is avoided because the lactam ring undergoes hydrolysis to the corresponding amino acid; this reaction is accelerated above 40 °C and can reduce assay by 0.5–1.0% per hour under strongly basic conditions. The dry powder requires no pH adjustment, but alkaline granulation fluids should be assessed if the intermediate is inadvertently carried into wet granulation. Final injectable APIs produced from this intermediate are filtered through a 0.22 µm PVDF or PES membrane before lyophilization; the intermediate should not introduce particles above 10 µm in the reconstituted solution when tested by light obscuration under USP <788>.
When the (-)-enantiomer replaces racemic 2-azabicyclo[2.2.1]hept-5-en-3-one in chiral pool synthesis, the primary process benefit is removal of a resolution unit operation. Racemic Vince lactam requires diastereomeric salt formation or chiral chromatography before the desired stereoisomer can be carried forward; this adds solvent consumption, yield loss, and cycle time. The (-)-enantiomer, by contrast, is released with an enantiomeric excess of ≥ 99.5% and can be used directly after drying. The difference is not solely analytical; resolution failures on scale are a common batch-to-batch variability source with racemic material, whereas the single-enantiomer route shifts control to the incoming certificate of analysis.
| Parameter | (-)-2-Azabicyclo[2.2.1]hept-5-en-3-one | Racemic Vince lactam | 2-Azabicyclo[2.2.1]heptan-3-one |
|---|---|---|---|
| Chiral purity requirement | ≥ 99.5% ee | Not applicable; racemic | Not applicable |
| Double bond for downstream functionalization | Present at 5-ene | Present | Absent |
| Resolution step in asymmetric synthesis | Not required | Required | Not required |
| Oxidative sensitivity | Moderate; avoid strong oxidizers | Same | Lower |
| Typical use | Chiral pool for carbocyclic nucleoside APIs | Reference standard or route scouting | Saturated bicyclic lactam intermediates |
The 5-ene double bond further distinguishes this intermediate from saturated 2-azabicyclo[2.2.1]heptan-3-one. In a synthetic route requiring a cis-1-amino-3-cyclopentenol precursor, the unsaturated lactam is preferred because the double bond can be hydroborated or epoxidized directly. The saturated analog requires a dehydrogenation or C–H activation step that may introduce transition-metal impurities and increase process mass intensity. Conversely, if the final API requires a cyclopentane ring without unsaturation, the saturated lactam may be selected to avoid a later hydrogenation of the intermediate. Selection between these building blocks depends on the downstream reduction and coupling sequence; the (-)-5-ene grade is specified when the double bond is retained until after nucleoside bond formation. Other suppliers may offer racemic or technical-grade material. The pharma grade described here includes a negative test for the undesired enantiomer by chiral HPLC. The absence of the (+) enantiomer is not verified by ordinary HPLC purity and requires a chiral detector; a specification lacking enantiomeric excess is not suitable for asymmetric API synthesis.
Final dosage form development with APIs synthesized from this intermediate follows standard pharmacopoeial methods. Tablet batches are tested for content uniformity according to USP <905>, dissolution according to USP <711>, and disintegration according to USP <701>. Capsule formulations are evaluated for weight variation and dissolution. Granule intermediates are sieved after drying and blended in a bin blender with 10–15 min mixing time, with blend uniformity acceptance of 90–110% label claim and RSD ≤ 5.0%. For injectable finished products, sterility is verified by membrane filtration under Ph. Eur. 2.6.1 or USP <71>. Pyrogen testing is performed by rabbit test or monocyte activation test depending on the product and region. The product is not a sterile API. If sterile injection is required, terminal sterilization or aseptic processing is performed at the final drug product stage after synthesis of the active pharmaceutical ingredient. Use of this intermediate in any injectable product therefore requires an incoming raw material assessment for elemental impurities, residual solvents, and enantiomeric purity, followed by process validation of the downstream purification train.